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We understand that charting your client’s journey in pursuit of their dreams is only the first step to helping them succeed financially. As we see it, the next and most critical steps require great competence and time. Absent a strategy capable of successfully navigating capital markets, subject to ever-evolving economic conditions, the probability of them reaching their dreams is lessened.
Imagine a future where you and your clients can sleep well during market downturns, knowing that SHEP is effectively preserving their wealth. Hope is not a strategy and hope alone will not do. SHEP is uniquely designed and capable of effectively helping you manage your clients’ exposure to risks, increasing the likelihood of converting their dreams into reality.
Our story is not uncommon to those who have also faced the challenges of helping clients navigate ever-changing market conditions. As financial stewards, our team have long remained steadfast in our loyalty to acting in the best interests of those entrusting us to guide them in their journey.
The stakes are high, and the compliance and regulatory environment can be complex. Our team understands the pressure advisors are under to employ strategies that protect their clients from risks. Our team has explored the facts that, between 2018 and 2022 alone, there were 37,053 investor complaints filed with FINRA. This resulted in over $466MM in fines and restitutions, with 3,452 individuals either being barred or suspended.
Inspired by our mission to protect, SHEP was born. Our team is unwavering in our commitment to you and your clients’ financial security.
Our team’s kingdom-minded purpose of serving and protecting investors resonates across every person in our organization. In our experience of knitting together investment strategies, risk management processes, and technology, SHEP is well-grounded in proven scientific and academic principles. Whether your desire is to partner with us through our SHEP Advantage Portfolios, Custom Portfolios powered by SHEP, or our SHEP individual securities, we understand trust is earned not through verbal platitudes, but by delivering outstanding performance.
“It became evident to me over a quarter century ago that, relying on basic buy and hold strategies, asset allocation, diversification, and basic rebalancing methods fall short of truly protecting your clients in down markets. The new century brought with it several bears and market corrections that wreaked havoc on investor portfolios, despite the use of Modern Portfolio Theory in portfolio constructs. It was a wake-up call for so many of us, realizing the devastating financial impacts these early years had on so many lives. The need to protect your clients in down markets requires not just strategy, but ongoing active management and oversight of the ever-changing market conditions. We take great pride in having built a mission-minded company that embraces the deepest of sentiments on helping you protect and enhance your clients’ ability to attain financial security and accomplish their goals.”
We uphold the highest standards of moral character and integrity; operating with clear transparency and candor.
We are fully devoted to acting in your clients and our employees’ best interest above all.
We are committed to continuous improvement and delivering best-in-class performance.
We know that trust is earned not just through verbal platitudes. We understand that gaining trust through delivering results is about putting your clients’ best interests and safety above all.
Success starts with envisioning a well-defined destination. We consider our efforts an achievement when your clients realize financial freedom.
Our culture is one that places our mission to serve and protect others at the forefront of all we do. We uphold the highest standards of moral character and integrity, fully committing to continuous improvement and protecting our clients’ best interest.